肺结节恶性风险预测模型研究进展
Advances in Predictive Models for Malignancy Risk in Pulmonary Nodules
摘要: 随着低剂量CT (LDCT)筛查的广泛应用,肺结节的检出率显著增加,这使得肺结节良恶性鉴别成为临床诊断中的关键挑战。传统的影像学评估方法依赖于医师的经验,存在较大主观性,且难以在复杂病例中准确区分结节的良恶性。近年来,数字诊断模型,尤其是影像组学(radiomics)和深度学习模型,逐渐成为肺结节管理的重要工具。这些模型通过提取和分析CT图像中的复杂特征,能够在更高维度上进行结节评估,显著提高了诊断的准确性。与此同时,多模态融合方法,结合临床数据、影像学特征和肿瘤标志物(如CEA、CYFRA 21-1),为提高恶性预测能力提供了新的解决方案。同时,新型液体活检标志物及模型校准度优化逐渐成为提升模型临床适用性的研究热点。然而,尽管AI驱动的模型在精确性和智能化方面展现出巨大潜力,它们仍面临可解释性差、推广性有限以及数据偏移等问题。本文综述了肺结节风险评估模型的发展历程,探讨了传统模型与新兴AI方法的优势与局限,特别是在多模态融合与肿瘤标志物结合的潜力。最后,展望了未来数字诊断工具的发展方向,强调了提高可解释性、跨数据集验证和临床转化的必要性。
Abstract: With the widespread application of low-dose CT (LDCT) screening, the detection rate of pulmonary nodules has significantly increased, making the accurate differentiation between benign and malignant nodules a critical clinical challenge. Traditional imaging evaluation methods are highly subjective and often inadequate in distinguishing the malignancy of nodules, especially in complex cases. In recent years, digital diagnostic models, particularly imaging omics (radiomics) and deep learning models, have become essential tools in the management of pulmonary nodules. These models extract and analyze complex features from CT images, enabling a higher-dimensional assessment of nodules and significantly improving diagnostic accuracy. Furthermore, multi-modal integration methods combining clinical data, imaging features, and tumor markers (e.g., CEA, CYFRA 21-1) offer new solutions to enhance malignancy prediction. Emerging liquid biopsy biomarkers and model calibration optimization are also becoming important directions to improve real-world clinical applicability. Despite the substantial potential of AI-driven models in accuracy and intelligence, challenges such as poor interpretability, limited generalizability, and data bias still remain. This review systematically examines the evolution of pulmonary nodule risk assessment models, comparing traditional methods with emerging AI approaches, and highlights the potential and challenges of integrating tumor markers. Finally, we discuss future directions for the development of digital diagnostic tools, focusing on improving interpretability, cross-dataset validation, and clinical translation.
文章引用:王辉, 周云. 肺结节恶性风险预测模型研究进展[J]. 临床医学进展, 2026, 16(3): 1124-1133. https://doi.org/10.12677/acm.2026.163888

参考文献

[1] Siegel, R.L., Miller, K.D., Wagle, N.S. and Jemal, A. (2023) Cancer Statistics, 2023. CA: A Cancer Journal for Clinicians, 73, 17-48. [Google Scholar] [CrossRef] [PubMed]
[2] Lillington, G.A. (1991) Management of Solitary Pulmonary Nodules. Disease-a-Month, 37, 269-318. [Google Scholar] [CrossRef] [PubMed]
[3] Swensen, S.J., Silverstein, M.D., Ilstrup, D.M., et al. (1997) The Probability of Malignancy in Solitary Pulmonary Nodules. Application to Small Radiologically Indeterminate Nodules. Archives of Internal Medicine, 157, 849-855.
[4] Wyker, A., Sharma, S. and Henderson, W.W. (2025) Solitary Pulmonary Nodule. StatPearls Publishing.
[5] Khan, A.N., Al-Jahdali, H.H., Irion, K.L., Arabi, M. and Koteyar, S.S. (2011) Solitary Pulmonary Nodule: A Diagnostic Algorithm in the Light of Current Imaging Technique. Avicenna Journal of Medicine, 1, 39-51. [Google Scholar] [CrossRef] [PubMed]
[6] Mazzone, P.J. and Lam, L. (2022) Evaluating the Patient with a Pulmonary Nodule. Journal of the American Medical Association, 327, 264. [Google Scholar] [CrossRef] [PubMed]
[7] Aberle, D.R., Adams, A.M., Berg, C.D., et al. (2011) Reduced Lung-Cancer Mortality with Low-Dose Computed Tomographic Screening. The New England Journal of Medicine, 365, 395-409.
[8] MacMahon, H., Naidich, D.P., Goo, J.M., Lee, K.S., Leung, A.N.C., Mayo, J.R., et al. (2017) Guidelines for Management of Incidental Pulmonary Nodules Detected on CT Images: From the Fleischner Society 2017. Radiology, 284, 228-243. [Google Scholar] [CrossRef] [PubMed]
[9] Henschke, C.I., Yankelevitz, D.F., Libby, D.M., et al. (2006) Survival of Patients with Stage I Lung Cancer Detected on CT Screening. The New England Journal of Medicine, 355, 1763-1771.
[10] Godoy, M.C.B. and Naidich, D.P. (2009) Subsolid Pulmonary Nodules and the Spectrum of Peripheral Adenocarcinomas of the Lung: Recommended Interim Guidelines for Assessment and Management. Radiology, 253, 606-622. [Google Scholar] [CrossRef] [PubMed]
[11] Kim, Y.W., Kwon, B.S., Lim, S.Y., Lee, Y.J., Park, J.S., Cho, Y., et al. (2021) Lung Cancer Probability and Clinical Outcomes of Baseline and New Subsolid Nodules Detected on Low-Dose CT Screening. Thorax, 76, 980-988. [Google Scholar] [CrossRef] [PubMed]
[12] Yankelevitz, D.F. and Henschke, C.I. (2021) Overdiagnosis in Lung Cancer Screening. Translational Lung Cancer Research, 10, 1136-1140. [Google Scholar] [CrossRef] [PubMed]
[13] Nair, A., Bartlett, E.C., Walsh, S.L.F., Wells, A.U., Navani, N., Hardavella, G., et al. (2018) Variable Radiological Lung Nodule Evaluation Leads to Divergent Management Recommendations. European Respiratory Journal, 52, Article 1801359. [Google Scholar] [CrossRef] [PubMed]
[14] Azour, L., Moore, W.H., O’Donnell, T., Truong, M.T., Babb, J., Niu, B., et al. (2022) Inter-Reader Variability of Volumetric Subsolid Pulmonary Nodule Radiomic Features. Academic Radiology, 29, S98-S107. [Google Scholar] [CrossRef] [PubMed]
[15] Bai, C., Choi, C.M., Chu, C.M., et al. (2016) Evaluation of Pulmonary Nodules: Clinical Practice Consensus Guidelines for Asia. Chest, 150, 877-893.
[16] 李运, 陈克终, 隋锡朝, 等. 孤立性肺结节良恶性判断数学预测模型的建立[J]. 北京大学学报(医学版), 2011, 43(3): 450-454.
[17] Hu, F., Huang, H., Jiang, Y., Feng, M., Wang, H., Tang, M., et al. (2021) Discriminating Invasive Adenocarcinoma among Lung Pure Ground-Glass Nodules: A Multi-Parameter Prediction Model. Journal of Thoracic Disease, 13, 5383-5394. [Google Scholar] [CrossRef] [PubMed]
[18] Tammemagi, M.C., Schmidt, H., Martel, S., McWilliams, A., Goffin, J.R., Johnston, M.R., et al. (2017) Participant Selection for Lung Cancer Screening by Risk Modelling (the Pan-Canadian Early Detection of Lung Cancer [PanCan] Study): A Single-Arm, Prospective Study. The Lancet Oncology, 18, 1523-1531. [Google Scholar] [CrossRef] [PubMed]
[19] McWilliams, A., Tammemagi, M.C., Mayo, J.R., Roberts, H., Liu, G., Soghrati, K., et al. (2013) Probability of Cancer in Pulmonary Nodules Detected on First Screening CT. New England Journal of Medicine, 369, 910-919. [Google Scholar] [CrossRef] [PubMed]
[20] Xiao, F., Yu, Q., Zhang, Z., et al. (2019) Establishment and Verification of a Novel Predictive Model of Malignancy for Non-Solid Pulmonary Nodules. Chinese Journal of Lung Cancer, 22, 26-33.
[21] Ardila, D., Kiraly, A.P., Bharadwaj, S., Choi, B., Reicher, J.J., Peng, L., et al. (2019) End-to-End Lung Cancer Screening with Three-Dimensional Deep Learning on Low-Dose Chest Computed Tomography. Nature Medicine, 25, 954-961. [Google Scholar] [CrossRef] [PubMed]
[22] Kammer, M.N., Lakhani, D.A., Balar, A.B., Antic, S.L., Kussrow, A.K., Webster, R.L., et al. (2021) Integrated Biomarkers for the Management of Indeterminate Pulmonary Nodules. American Journal of Respiratory and Critical Care Medicine, 204, 1306-1316. [Google Scholar] [CrossRef] [PubMed]
[23] Graham, R.N.J., Baldwin, D.R., Callister, M.E.J. and Gleeson, F.V. (2016) Return of the Pulmonary Nodule: The Radiologist’s Key Role in Implementing the 2015 BTS Guidelines on the Investigation and Management of Pulmonary Nodules. The British Journal of Radiology, 89, Article 20150776. [Google Scholar] [CrossRef] [PubMed]
[24] Wu, Z., Huang, T., Zhang, S., Cheng, D., Li, W. and Chen, B. (2021) A Prediction Model to Evaluate the Pretest Risk of Malignancy in Solitary Pulmonary Nodules: Evidence from a Large Chinese Southwestern Population. Journal of Cancer Research and Clinical Oncology, 147, 275-285. [Google Scholar] [CrossRef] [PubMed]
[25] Chen, S., Lin, W.L., Liu, W.T., Zou, L.Y., Chen, Y. and Lu, F. (2025) Pulmonary Nodule Malignancy Probability: A Meta-Analysis of the Brock Model. Clinical Radiology, 82, Article 106788. [Google Scholar] [CrossRef] [PubMed]
[26] 黄汉清, 叶波. 肿瘤实性成分占比在早期周围型肺癌诊疗中的研究进展[J]. 中国肺癌杂志, 2022, 25(10): 764-770.
[27] Suzuki, K., Koike, T., Asakawa, T., Kusumoto, M., Asamura, H., Nagai, K., et al. (2011) A Prospective Radiological Study of Thin-Section Computed Tomography to Predict Pathological Noninvasiveness in Peripheral Clinical IA Lung Cancer (Japan Clinical Oncology Group 0201). Journal of Thoracic Oncology, 6, 751-756. [Google Scholar] [CrossRef] [PubMed]
[28] Wu, Y., Song, W., Wang, D., Chang, J., Wang, Y., Tian, J., et al. (2023) Prognostic Value of Consolidation-to-Tumor Ratio on Computed Tomography in NSCLC: A Meta-Analysis. World Journal of Surgical Oncology, 21, Article No. 190. [Google Scholar] [CrossRef] [PubMed]
[29] Yoon, D.W., Kim, C.H., Hwang, S., Choi, Y., Cho, J.H., Kim, H.K., et al. (2022) Reappraising the Clinical Usability of Consolidation-to-Tumor Ratio on CT in Clinical Stage IA Lung Cancer. Insights into Imaging, 13, Article No. 103. [Google Scholar] [CrossRef] [PubMed]
[30] Wang, Y., Lyu, D., Yu, D., Hu, S., Ma, Y., Huang, W., et al. (2024) Intratumoral and Peritumoral Radiomics Combined with Computed Tomography Features for Predicting the Invasiveness of Lung Adenocarcinoma Presenting as a Subpleural Ground-Glass Nodule with a Consolidation-to-Tumor Ratio ≤50%. Journal of Thoracic Disease, 16, 5122-5137. [Google Scholar] [CrossRef] [PubMed]
[31] Kim, H., Goo, J.M., Kim, Y.T. and Park, C.M. (2019) Consolidation-to-Tumor Ratio and Tumor Disappearance Ratio Are Not Independent Prognostic Factors for the Patients with Resected Lung Adenocarcinomas. Lung Cancer, 137, 123-128. [Google Scholar] [CrossRef] [PubMed]
[32] Varoquaux, G. and Cheplygina, V. (2022) Machine Learning for Medical Imaging: Methodological Failures and Recommendations for the Future. npj Digital Medicine, 5, Article No. 48. [Google Scholar] [CrossRef] [PubMed]
[33] Lambin, P., Rios-Velazquez, E., Leijenaar, R., Carvalho, S., van Stiphout, R.G.P.M., Granton, P., et al. (2012) Radiomics: Extracting More Information from Medical Images Using Advanced Feature Analysis. European Journal of Cancer, 48, 441-446. [Google Scholar] [CrossRef] [PubMed]
[34] Aerts, H.J.W.L., Velazquez, E.R., Leijenaar, R.T.H., Parmar, C., Grossmann, P., Carvalho, S., et al. (2014) Decoding Tumour Phenotype by Noninvasive Imaging Using a Quantitative Radiomics Approach. Nature Communications, 5, Article No. 4006. [Google Scholar] [CrossRef] [PubMed]
[35] Setio, A.A.A., Traverso, A., de Bel, T., Berens, M.S.N., Bogaard, C.V.D., Cerello, P., et al. (2017) Validation, Comparison, and Combination of Algorithms for Automatic Detection of Pulmonary Nodules in Computed Tomography Images: The LUNA16 Challenge. Medical Image Analysis, 42, 1-13. [Google Scholar] [CrossRef] [PubMed]
[36] Hawkins, S., Wang, H., Liu, Y., Garcia, A., Stringfield, O., Krewer, H., et al. (2016) Predicting Malignant Nodules from Screening CT Scans. Journal of Thoracic Oncology, 11, 2120-2128. [Google Scholar] [CrossRef] [PubMed]
[37] Venkadesh, K.V., Setio, A.A.A., Schreuder, A., Scholten, E.T., Chung, K., W. Wille, M.M., et al. (2021) Deep Learning for Malignancy Risk Estimation of Pulmonary Nodules Detected at Low-Dose Screening CT. Radiology, 300, 438-447. [Google Scholar] [CrossRef] [PubMed]
[38] Dutta, S., Prakash, P. and Matthews, C.G. (2020) Impact of Data Augmentation Techniques on a Deep Learning Based Medical Imaging Task. Medical Imaging 2020: Imaging Informatics for Healthcare, Research, and Applications, Houston, 2 March 2020, 113180M. [Google Scholar] [CrossRef
[39] Obermeyer, Z., Powers, B., Vogeli, C. and Mullainathan, S. (2019) Dissecting Racial Bias in an Algorithm Used to Manage the Health of Populations. Science, 366, 447-453. [Google Scholar] [CrossRef] [PubMed]
[40] Yoo, J., Lee, M.W., Lee, D.H., Lee, J. and Han, J.K. (2020) Evaluation of a Serum Tumour Marker-Based Recurrence Prediction Model after Radiofrequency Ablation for Hepatocellular Carcinoma. Liver International, 40, 1189-1200. [Google Scholar] [CrossRef] [PubMed]
[41] Abbosh, C., Birkbak, N.J., Wilson, G.A., Jamal-Hanjani, M., Constantin, T., Salari, R., et al. (2017) Phylogenetic ctDNA Analysis Depicts Early-Stage Lung Cancer Evolution. Nature, 545, 446-451. [Google Scholar] [CrossRef] [PubMed]
[42] Liu, M.C., Oxnard, G.R., Klein, E.A., Swanton, C., Seiden, M.V., Liu, M.C., et al. (2020) Sensitive and Specific Multi-Cancer Detection and Localization Using Methylation Signatures in Cell-Free DNA. Annals of Oncology, 31, 745-759. [Google Scholar] [CrossRef] [PubMed]
[43] Rudin, C. (2019) Stop Explaining Black Box Machine Learning Models for High Stakes Decisions and Use Interpretable Models Instead. Nature Machine Intelligence, 1, 206-215. [Google Scholar] [CrossRef] [PubMed]