肝细胞癌切除术后辅助靶向及免疫治疗的进展
Advances in Adjuvant Targeted and Immunotherapy after Resection of Hepatocellular Carcinoma
摘要: 肝细胞癌切除术后五年复发率仍高达70%,降低复发风险的术后辅助治疗受到持续关注。靶向免疫联合治疗在晚期肝细胞癌中取得不错的效果,但是将此类治疗方案用作术后辅助治疗时收效甚微。本文系统回顾目前有关HCC术后辅助靶向及免疫治疗的主要临床试验之后可见:STORM研究中索拉非尼辅助无生存增益,以KEYNOTE-937为代表的免疫单药III期试验均报出阴性结果,IMbrave050研究(“T + A”方案辅助)早期提示复发风险下降,但随访延展后该趋势未持续,总生存也未改善。相比之下CARES-009试验采用了“新辅助–手术–辅助”的围手术期连续干预模式,中位无事件生存期获得了有统计学意义的延长。综合现有研究,固定疗程的术后辅助方案与肝细胞癌切除术后的特殊复发机制存在矛盾,且单纯依靠临床病理参数来筛选治疗获益人群显然不够合理。因此建议主动建立动态监测体系,以循环肿瘤DNA等指标指导个体化干预,真正做好围手术期管理。
Abstract: The five-year recurrence rate after resection of hepatocellular carcinoma (HCC) remains approximately 70%, and postoperative adjuvant strategies aimed at reducing this risk have drawn sustained attention. Although targeted therapy combined with immunotherapy has demonstrated notable efficacy in advanced HCC, translating such regimens into the adjuvant setting has yielded limited benefit. This review systematically examines major clinical trials evaluating adjuvant targeted and immunotherapeutic approaches following HCC resection. The STORM trial showed no survival advantage for adjuvant sorafenib, and phase III trials of immune checkpoint inhibitor monotherapy—exemplified by KEYNOTE-937—have reported negative results. While early analysis of the IMbrave050 trial (adjuvant atezolizumab plus bevacizumab) suggested a reduction in recurrence risk, extended follow-up revealed that this trend was not maintained and overall survival was not improved. In contrast, the CARES-009 trial, which employed a perioperative continuum of neoadjuvant therapy, surgery, and adjuvant treatment, demonstrated a statistically significant prolongation of median event-free survival. Taken together, current evidence indicates an inherent discordance between fixed-duration postoperative adjuvant regimens and the distinct recurrence biology following HCC resection. Moreover, selection of patients likely to benefit from adjuvant therapy based solely on clinicopathological parameters remains inadequate. It is therefore recommended that dynamic surveillance frameworks be established, incorporating biomarkers such as circulating tumor DNA to guide individualized intervention and to optimize comprehensive perioperative management.
文章引用:李晓东, 史政荣. 肝细胞癌切除术后辅助靶向及免疫治疗的进展[J]. 临床医学进展, 2026, 16(5): 3397-3405. https://doi.org/10.12677/acm.2026.1652162

参考文献

[1] Sung, H., Ferlay, J., Siegel, R.L., Laversanne, M., Soerjomataram, I., Jemal, A., et al. (2021) Global Cancer Statistics 2020: GLOBOCAN Estimates of Incidence and Mortality Worldwide for 36 Cancers in 185 Countries. CA: A Cancer Journal for Clinicians, 71, 209-249. [Google Scholar] [CrossRef] [PubMed]
[2] 中华人民共和国国家卫生健康委员会. 原发性肝癌诊疗指南(2024年版) [J]. 肿瘤综合治疗电子杂志, 2024, 10(3): 17-68.
[3] Bai, S., Hu, L., Liu, J., Sun, M., Sun, Y. and Xue, F. (2022) Prognostic Nomograms Combined Adjuvant Lenvatinib for Hepatitis B Virus-Related Hepatocellular Carcinoma with Microvascular Invasion after Radical Resection. Frontiers in Oncology, 12, Article ID: 919824. [Google Scholar] [CrossRef] [PubMed]
[4] Yao, L., Qiu, H., Pu, J., Diao, Y., Li, C., Pawlik, T.M., et al. (2022) Clinical Features of Recurrence after Hepatic Resection for Early-Stage Hepatocellular Carcinoma and Long-Term Survival Outcomes of Patients with Recurrence: A Multi-Institutional Analysis. Annals of Hepato-Biliary-Pancreatic Surgery, 26, S302-S302. [Google Scholar] [CrossRef
[5] Wei, T., Zhang, X.F., Bagante, F., et al. (2021) Early Versus Late Recurrence of Hepatocellular Carcinoma after Surgical Resection Based on Post-Recurrence Survival: An International Multi-Institutional Analysis. Journal of Gastrointestinal Surgery: Official Journal of the Society for Surgery of the Alimentary Tract, 25, 125-133.
[6] Abou-Alfa, G.K., Lau, G., Kudo, M., Chan, S.L., Kelley, R.K., Furuse, J., et al. (2023) Plain Language Summary of the HIMALAYA Study: Tremelimumab and Durvalumab for Unresectable Hepatocellular Carcinoma (Liver Cancer). Future Oncology, 19, 2505-2516. [Google Scholar] [CrossRef] [PubMed]
[7] Finn, R.S., Qin, S., Ikeda, M., Galle, P.R., Ducreux, M., Kim, T., et al. (2020) Atezolizumab plus Bevacizumab in Unresectable Hepatocellular Carcinoma. New England Journal of Medicine, 382, 1894-1905. [Google Scholar] [CrossRef] [PubMed]
[8] Qin, S., Chen, M., Cheng, A., Kaseb, A.O., Kudo, M., Lee, H.C., et al. (2023) Atezolizumab Plus Bevacizumab versus Active Surveillance in Patients with Resected or Ablated High-Risk Hepatocellular Carcinoma (Imbrave050): A Randomised, Open-Label, Multicentre, Phase 3 Trial. The Lancet, 402, 1835-1847. [Google Scholar] [CrossRef] [PubMed]
[9] Bruix, J., Takayama, T., Mazzaferro, V., Chau, G., Yang, J., Kudo, M., et al. (2015) Adjuvant Sorafenib for Hepatocellular Carcinoma after Resection or Ablation (STORM): A Phase 3, Randomised, Double-Blind, Placebo-Controlled Trial. The Lancet Oncology, 16, 1344-1354. [Google Scholar] [CrossRef] [PubMed]
[10] Chan, S.L., Bouattour, M., Yau, T., Cheng, A., Guo, Y., Peng, C., et al. (2026) Adjuvant Pembrolizumab for Participants with Hepatocellular Carcinoma and Complete Radiologic Response after Surgical Resection or Local Ablation: The Phase 3 Keynote-937 Study. Journal of Clinical Oncology, 44, 477-477. [Google Scholar] [CrossRef
[11] Wang, Z., Fan, J., Zhou, S., Sun, Y., Liang, F., Ji, Y., et al. (2025) Perioperative Camrelizumab Plus Rivoceranib versus Surgery Alone in Patients with Resectable Hepatocellular Carcinoma at Intermediate or High Risk of Recurrence (CARES-009): A Randomised Phase 2/3 Trial. The Lancet, 406, 2089-2099. [Google Scholar] [CrossRef
[12] Singal, A.G., Llovet, J.M., Yarchoan, M., Mehta, N., Heimbach, J.K., Dawson, L.A., et al. (2023) AASLD Practice Guidance on Prevention, Diagnosis, and Treatment of Hepatocellular Carcinoma. Hepatology, 78, 1922-1965. [Google Scholar] [CrossRef] [PubMed]
[13] 肝癌术后辅助治疗中国专家共识协作组, 中国医师协会外科医师分会, 中国抗癌协会肝癌专业委员会, 等. 肝细胞癌术后辅助治疗专家共识(2026版) [J]. 中国普通外科杂志, 2026, 35(1): 1-20.
[14] Singal, A.G., Kanwal, F. and Llovet, J.M. (2023) Global Trends in Hepatocellular Carcinoma Epidemiology: Implications for Screening, Prevention and Therapy. Nature Reviews Clinical Oncology, 20, 864-884. [Google Scholar] [CrossRef] [PubMed]
[15] Konyn, P., Ahmed, A. and Kim, D. (2021) Current Epidemiology in Hepatocellular Carcinoma. Expert Review of Gastroenterology & Hepatology, 15, 1295-1307. [Google Scholar] [CrossRef] [PubMed]
[16] Reig, M., Forner, A., Rimola, J., Ferrer-Fàbrega, J., Burrel, M., Garcia-Criado, Á., et al. (2022) BCLC Strategy for Prognosis Prediction and Treatment Recommendation: The 2022 Update. Journal of Hepatology, 76, 681-693. [Google Scholar] [CrossRef] [PubMed]
[17] Singal, A.G., Kudo, M. and Bruix, J. (2023) Breakthroughs in Hepatocellular Carcinoma Therapies. Clinical Gastroenterology and Hepatology, 21, 2135-2149. [Google Scholar] [CrossRef] [PubMed]
[18] Li, L., Li, Z., Pan, L., Su, J., Huang, S., Ma, L., et al. (2024) Adjuvant Therapy for Hepatocellular Carcinoma after Curative Treatment: Several Unanswered Questions. Journal of Clinical and Translational Hepatology, 12, 525-533. [Google Scholar] [CrossRef] [PubMed]
[19] Tabrizian, P., Jibara, G., Shrager, B., Schwartz, M. and Roayaie, S. (2015) Recurrence of Hepatocellular Cancer after Resection: Patterns, Treatments, and Prognosis. Annals of Surgery, 261, 947-955. [Google Scholar] [CrossRef] [PubMed]
[20] Llovet, J.M., Ricci, S., Mazzaferro, V., Hilgard, P., Gane, E., Blanc, J., et al. (2008) Sorafenib in Advanced Hepatocellular Carcinoma. New England Journal of Medicine, 359, 378-390. [Google Scholar] [CrossRef] [PubMed]
[21] Kudo, M., Finn, R.S., Qin, S., Han, K., Ikeda, K., Piscaglia, F., et al. (2018) Lenvatinib versus Sorafenib in First-Line Treatment of Patients with Unresectable Hepatocellular Carcinoma: A Randomised Phase 3 Non-Inferiority Trial. The Lancet, 391, 1163-1173. [Google Scholar] [CrossRef] [PubMed]
[22] Zhu, A., Finn, R., Edeline, J., et al. (2018) Pembrolizumab in Patients with Advanced Hepatocellular Carcinoma Previously Treated with Sorafenib (KEYNOTE-224): A Non-Randomised, Open-Label Phase 2 Trial. The Lancet, 19, 940-952.
[23] El-Khoueiry, A.B., Sangro, B., Yau, T., Crocenzi, T.S., Kudo, M., Hsu, C., et al. (2017) Nivolumab in Patients with Advanced Hepatocellular Carcinoma (Checkmate 040): An Open-Label, Non-Comparative, Phase 1/2 Dose Escalation and Expansion Trial. The Lancet, 389, 2492-2502. [Google Scholar] [CrossRef] [PubMed]
[24] Yau, T., Park, J., Finn, R.S., Cheng, A., Mathurin, P., Edeline, J., et al. (2022) Nivolumab versus Sorafenib in Advanced Hepatocellular Carcinoma (Checkmate 459): A Randomised, Multicentre, Open-Label, Phase 3 Trial. The Lancet Oncology, 23, 77-90. [Google Scholar] [CrossRef] [PubMed]
[25] Ren, Z., Xu, J., Bai, Y., Xu, A., Cang, S., Du, C., et al. (2021) Sintilimab Plus a Bevacizumab Biosimilar (IBI305) versus Sorafenib in Unresectable Hepatocellular Carcinoma (ORIENT-32): A Randomised, Open-Label, Phase 2-3 Study. The Lancet Oncology, 22, 977-990. [Google Scholar] [CrossRef] [PubMed]
[26] Qin, S., Chan, S.L., Gu, S., Bai, Y., Ren, Z., Lin, X., et al. (2023) Camrelizumab Plus Rivoceranib versus Sorafenib as First-Line Therapy for Unresectable Hepatocellular Carcinoma (CARES-310): A Randomised, Open-Label, International Phase 3 Study. The Lancet, 402, 1133-1146. [Google Scholar] [CrossRef] [PubMed]
[27] Zhang, X., Chai, Z., Gao, Y., Chen, Z., Wang, K., Shi, J., et al. (2019) Postoperative Adjuvant Sorafenib Improves Survival Outcomes in Hepatocellular Carcinoma Patients with Microvascular Invasion after R0 Liver Resection: A Propensity Score Matching Analysis. HPB, 21, 1687-1696. [Google Scholar] [CrossRef] [PubMed]
[28] Chen, J., Lu, L., Zhang, X., Xiang, B., Xu, X., Li, X., et al. (2025) Adjuvant Lenvatinib in Combination with Transarterial Chemoembolization for Hepatocellular Carcinoma Patients with High Risk of Postoperative Recurrence: A Multicenter Prospective Cohort Study. Hepatobiliary & Pancreatic Diseases International, 24, 277-285. [Google Scholar] [CrossRef] [PubMed]
[29] Wang, K., Xiang, Y., Yu, H., Cheng, Y., Liu, Z., Qin, Y., et al. (2024) Adjuvant Sintilimab in Resected High-Risk Hepatocellular Carcinoma: A Randomized, Controlled, Phase 2 Trial. Nature Medicine, 30, 708-715. [Google Scholar] [CrossRef] [PubMed]
[30] Singal, A.G., Yarchoan, M., Yopp, A., Sapisochin, G., Pinato, D.J. and Pillai, A. (2024) Neoadjuvant and Adjuvant Systemic Therapy in HCC: Current Status and the Future. Hepatology Communications, 8, e0430. [Google Scholar] [CrossRef] [PubMed]
[31] Yopp, A., Chen, M., Cheng, A., Kaseb, A., Kudo, M., Lee, H.C., et al. (2026) Updated Data from Imbrave050: Adjuvant Atezolizumab Plus Bevacizumab for High-Risk Hepatocellular Carcinoma. Journal of Hepatology, 84, 1102-1111. [Google Scholar] [CrossRef
[32] Zhang, S., Yuan, L., Danilova, L., Mo, G., Zhu, Q., Deshpande, A., et al. (2023) Spatial Transcriptomics Analysis of Neoadjuvant Cabozantinib and Nivolumab in Advanced Hepatocellular Carcinoma Identifies Independent Mechanisms of Resistance and Recurrence. Genome Medicine, 15, Article No. 72. [Google Scholar] [CrossRef] [PubMed]
[33] Marron, T.U., Fiel, M.I., Hamon, P., Fiaschi, N., Kim, E., Ward, S.C., et al. (2022) Neoadjuvant Cemiplimab for Resectable Hepatocellular Carcinoma: A Single-Arm, Open-Label, Phase 2 Trial. The Lancet Gastroenterology & Hepatology, 7, 219-229. [Google Scholar] [CrossRef] [PubMed]
[34] Ruiz de Galarreta, M., Bresnahan, E., Molina-Sánchez, P., Lindblad, K.E., Maier, B., Sia, D., et al. (2019) Β-Catenin Activation Promotes Immune Escape and Resistance to Anti-Pd-1 Therapy in Hepatocellular Carcinoma. Cancer Discovery, 9, 1124-1141. [Google Scholar] [CrossRef] [PubMed]
[35] Ye, C., Lin, S., Hong, J., Liu, F., Guo, G., Chen, S., et al. (2023) Altered HLA-A2-Restricted TP53 Epitope Induces Specific CTL Cytotoxicity against Hepatocellular Carcinoma. European Journal of Immunology, 53, e2250054. [Google Scholar] [CrossRef] [PubMed]
[36] Zhong, J., Ma, L., Wu, L., Zhao, W., Yuan, W., Wu, F., et al. (2012) Adoptive Immunotherapy for Postoperative Hepatocellular Carcinoma: A Systematic Review. International Journal of Clinical Practice, 66, 21-27. [Google Scholar] [CrossRef] [PubMed]
[37] Peng, S., Chen, S., Hu, W., Mei, J., Zeng, X., Su, T., et al. (2022) Combination Neoantigen-Based Dendritic Cell Vaccination and Adoptive T-Cell Transfer Induces Antitumor Responses against Recurrence of Hepatocellular Carcinoma. Cancer Immunology Research, 10, 728-744. [Google Scholar] [CrossRef] [PubMed]