自噬在椎间盘退变中的研究进展
Research Progress of Autophagy in Intervertebral Disc Degeneration
摘要: 椎间盘退变(Intervertebral disc degeneration, IVDD)是导致LBP的病理基础,对全球健康及经济造成了极大的危害。椎间盘内部微环境具有无血管、低氧、高渗和营养匮乏等特征。髓核细胞(Nucleus pulposus cells, NPCs)作为维持椎间盘细胞外基质(Extracellular matrix, ECM)稳态的核心效应细胞,在退变过程中常发生凋亡、衰老等功能障碍。自噬(Autophagy)作为一种高度保守的细胞内降解及回收机制,在清除受损细胞器、错误折叠蛋白以及维持细胞内环境稳态中发挥重要作用。近年来,越来越多的研究表明,自噬在IVDD中扮演着“双刃剑”的角色。适度的自噬激活可促进髓核细胞抵御氧化应激、炎症反应等损伤,进而延缓NPCs衰老与ECM降解;然而,过度自噬或自噬流(Autophagic flux)受阻则可能诱发自噬性细胞死亡,进而加速IVDD的发生发展。本文系统综述了自噬在IVDD发病机制中的双重作用,重点探讨微环境的改变对自噬的调控作用,并深入分析了相关信号通路在其中的调控机制。此外,本文还总结了靶向自噬治疗IVDD的相关策略,旨在为IVDD的临床防治提供新的理论依据和潜在的治疗靶点。
Abstract: Intervertebral disc degeneration (IVDD) is the pathological basis of low back pain, posing a significant burden on global health and the economy. The internal microenvironment of the intervertebral disc is characterized by avascularity, hypoxia, hyperosmolarity, and nutrient deprivation. Nucleus pulposus cells (NPCs), serving as the core effector cells that maintain the homeostasis of the extracellular matrix (ECM) within the intervertebral disc, frequently undergo dysfunctions such as apoptosis and senescence during the degeneration process. Autophagy, a highly conserved intracellular degradation and recycling mechanism, plays a crucial role in clearing damaged organelles and misfolded proteins, as well as maintaining intracellular homeostasis. In recent years, an increasing number of studies have indicated that autophagy plays a "double-edged sword" role in IVDD. Moderate activation of autophagy can promote the resistance of NPCs to damages such as oxidative stress and inflammatory responses, thereby delaying NPCs senescence and ECM degradation. However, excessive autophagy or impaired autophagic flux may induce autophagic cell death, consequently accelerating the onset and progression of IVDD. This article systematically reviews the dual role of autophagy in the pathogenesis of IVDD, with a focus on exploring the regulatory effects of microenvironmental changes on autophagy, and provides an in-depth analysis of the underlying regulatory mechanisms of related signaling pathways. Furthermore, this article summarizes the relevant strategies of targeting autophagy for IVDD treatment, aiming to provide new theoretical rationales and potential therapeutic targets for the clinical prevention and management of IVDD.
文章引用:许兵兵, 马建军. 自噬在椎间盘退变中的研究进展[J]. 临床医学进展, 2026, 16(6): 1927-1939. https://doi.org/10.12677/acm.2026.1662413

参考文献

[1] Katz, J.N. (2006) Lumbar Disc Disorders and Low-Back Pain: Socioeconomic Factors and Consequences. Journal of Bone and Joint Surgery, 88, 21-24. [Google Scholar] [CrossRef] [PubMed]
[2] Kimura, K., Nagano, N. and Arakawa, Y. (2015) Classification of Group B Streptococci with Reduced β-Lactam Susceptibility (GBS-RBS) Based on the Amino Acid Substitutions in PBPs. Journal of Antimicrobial Chemotherapy, 70, 1601-1603. [Google Scholar] [CrossRef] [PubMed]
[3] Urban, J.P. and Roberts, S. (2003) Degeneration of the Intervertebral Disc. Arthritis Research & Therapy, 5, 120-130. [Google Scholar] [CrossRef] [PubMed]
[4] Risbud, M.V., Schaer, T.P. and Shapiro, I.M. (2010) Toward an Understanding of the Role of Notochordal Cells in the Adult Intervertebral Disc: From Discord to Accord. Developmental Dynamics, 239, 2141-2148. [Google Scholar] [CrossRef] [PubMed]
[5] Urban, J.P.G., Smith, S. and Fairbank, J.C.T. (2004) Nutrition of the Intervertebral Disc. Spine, 29, 2700-2709. [Google Scholar] [CrossRef] [PubMed]
[6] Huang, Y.C., Urban, J.P. and Luk, K.D. (2014) Intervertebral Disc Regeneration: Do Nutrients Lead the Way? Nature Reviews Rheumatology, 10, 561-566. [Google Scholar] [CrossRef] [PubMed]
[7] Roughley, P.J. (2004) Biology of Intervertebral Disc Aging and Degeneration: Involvement of the Extracellular Matrix. Spine (Phila Pa 1976), 29, 2691-2699.
[8] Kuma, A. and Mizushima, N. (2010) Physiological Role of Autophagy as an Intracellular Recycling System: With an Emphasis on Nutrient Metabolism. Seminars in Cell & Developmental Biology, 21, 683-690. [Google Scholar] [CrossRef] [PubMed]
[9] Cuervo, A.M. (2008) Autophagy and Aging: Keeping That Old Broom Working. Trends in Genetics, 24, 604-612. [Google Scholar] [CrossRef] [PubMed]
[10] Kritschil, R., Scott, M., Sowa, G. and Vo, N. (2022) Role of Autophagy in Intervertebral Disc Degeneration. Journal of Cellular Physiology, 237, 1266-1284. [Google Scholar] [CrossRef] [PubMed]
[11] Wang, Z., Li, X., Yu, P., Zhu, Y., Dai, F., Ma, Z., et al. (2024) Role of Autophagy and Pyroptosis in Intervertebral Disc Degeneration. Journal of Inflammation Research, 17, 91-100. [Google Scholar] [CrossRef] [PubMed]
[12] Zhang, S.J., Yang, W., Wang, C., He, W., Deng, H., Yan, Y., et al. (2016) Autophagy: A Double-Edged Sword in Intervertebral Disk Degeneration. Clinica Chimica Acta, 457, 27-35. [Google Scholar] [CrossRef] [PubMed]
[13] Li, Y.Y., Qin, Z.H. and Sheng, R. (2024) The Multiple Roles of Autophagy in Neural Function and Diseases. Neuroscience Bulletin, 40, 363-382. [Google Scholar] [CrossRef] [PubMed]
[14] Rabinowitz, J.D. and White, E. (2010) Autophagy and Metabolism. Science, 330, 1344-1348. [Google Scholar] [CrossRef] [PubMed]
[15] Mizushima, N., Yoshimori, T. and Levine, B. (2010) Methods in Mammalian Autophagy Research. Cell, 140, 313-326. [Google Scholar] [CrossRef] [PubMed]
[16] Kroemer, G., Mariño, G. and Levine, B. (2010) Autophagy and the Integrated Stress Response. Molecular Cell, 40, 280-293. [Google Scholar] [CrossRef] [PubMed]
[17] Klionsky, D.J., Cuervo, A.M. and Seglen, P.O. (2007) Methods for Monitoring Autophagy from Yeast to Human. Autophagy, 3, 181-206. [Google Scholar] [CrossRef] [PubMed]
[18] Yoshii, S.R. and Mizushima, N. (2017) Monitoring and Measuring Autophagy. International Journal of Molecular Sciences, 18, Article 1865. [Google Scholar] [CrossRef] [PubMed]
[19] Ueno, T. and Komatsu, M. (2017) Autophagy in the Liver: Functions in Health and Disease. Nature Reviews Gastroenterology & Hepatology, 14, 170-184. [Google Scholar] [CrossRef] [PubMed]
[20] Rusmini, P., Cortese, K., Crippa, V., Cristofani, R., Cicardi, M.E., Ferrari, V., et al. (2019) Trehalose Induces Autophagy via Lysosomal-Mediated TFEB Activation in Models of Motoneuron Degeneration. Autophagy, 15, 631-651. [Google Scholar] [CrossRef] [PubMed]
[21] Cheng, Z., Gao, H., Shi, P., Zhang, A., Chen, X., Chen, Y., et al. (2025) Chaperone-Mediated Autophagy Directs a Dual Mechanism to Balance Premature Senescence and Senolysis to Prevent Intervertebral Disc Degeneration. Bone Research, 13, Article No. 62. [Google Scholar] [CrossRef] [PubMed]
[22] Cheng, Z., Gan, W., Xiang, Q., Zhao, K., Gao, H., Chen, Y., et al. (2025) Impaired Degradation of PLCG1 by Chaperone-Mediated Autophagy Promotes Cellular Senescence and Intervertebral Disc Degeneration. Autophagy, 21, 352-373. [Google Scholar] [CrossRef] [PubMed]
[23] Sun, K., Jing, X., Guo, J., Yao, X. and Guo, F. (2021) Mitophagy in Degenerative Joint Diseases. Autophagy, 17, 2082-2092. [Google Scholar] [CrossRef] [PubMed]
[24] Zhang, Z., Xu, T., Chen, J., Shao, Z., Wang, K., Yan, Y., et al. (2018) Parkin-Mediated Mitophagy as a Potential Therapeutic Target for Intervertebral Disc Degeneration. Cell Death & Disease, 9, Article No. 980. [Google Scholar] [CrossRef] [PubMed]
[25] Wu, Z.L., Liu, Y., Song, W., et al. (2025) Role of Mitophagy in Intervertebral Disc Degeneration: A Narrative Review. Osteoarthritis and Cartilage, 33, 27-41. [Google Scholar] [CrossRef] [PubMed]
[26] Wu, T., Wang, Y., Shen, B., Guo, K., Zhu, Z., Liang, Y., et al. (2025) FBXO2 Alleviates Intervertebral Disc Degeneration via Dual Mechanisms: Activating PINK1‐Parkin Mitophagy and Ubiquitinating LCN2 to Suppress Ferroptosis. Advanced Science, 12, e06150. [Google Scholar] [CrossRef] [PubMed]
[27] Zhang, Y., Xing, D., Liu, Y., Sha, S., Xiao, Y., Liu, Z., et al. (2025) CREG1 Attenuates Intervertebral Disc Degeneration by Alleviating Nucleus Pulposus Cell Pyroptosis via the PINK1/Parkin-Related Mitophagy Pathway. International Immunopharmacology, 147, Article 113974. [Google Scholar] [CrossRef] [PubMed]
[28] Grunhagen, T., Wilde, G., Soukane, D.M., Shirazi-Adl, S.A. and Urban, J.P.G. (2006) Nutrient Supply and Intervertebral Disc Metabolism. Journal of Bone and Joint Surgery, 88, 30-35. [Google Scholar] [CrossRef] [PubMed]
[29] Horner, H.A. and Urban, J.P.G. (2001) 2001 Volvo Award Winner in Basic Science Studies: Effect of Nutrient Supply on the Viability of Cells from the Nucleus Pulposus of the Intervertebral Disc. Spine, 26, 2543-2549. [Google Scholar] [CrossRef] [PubMed]
[30] Choi, H., Merceron, C., Mangiavini, L., Seifert, E.L., Schipani, E., Shapiro, I.M., et al. (2016) Hypoxia Promotes Noncanonical Autophagy in Nucleus Pulposus Cells Independent of MTOR and HIF1A Signaling. Autophagy, 12, 1631-1646. [Google Scholar] [CrossRef] [PubMed]
[31] Ye, W., Xu, K., Huang, D., Liang, A., Peng, Y., Zhu, W., et al. (2011) Age-Related Increases of Macroautophagy and Chaperone-Mediated Autophagy in Rat Nucleus Pulposus. Connective Tissue Research, 52, 472-478. [Google Scholar] [CrossRef] [PubMed]
[32] Gruber, H.E., Hoelscher, G.L., Ingram, J.A., et al. (2015) Autophagy in the Degenerating Human Intervertebral Disc: In Vivo Molecular and Morphological Evidence, and Induction of Autophagy in Cultured Annulus Cells Exposed to Proinflammatory Cytokines-Implications for Disc Degeneration. Spine (Phila Pa 1976), 40, 773-782.
[33] Ma, K.G., Shao, Z.W., Yang, S.H., et al. (2013) Autophagy Is Activated in Compression-Induced Cell Degeneration and Is Mediated by Reactive Oxygen Species in Nucleus Pulposus Cells Exposed to Compression. Osteoarthritis and Cartilage, 21, 2030-2038. [Google Scholar] [CrossRef] [PubMed]
[34] Chen, J.W., Ni, B.B., Li, B., et al. (2014) The Responses of Autophagy and Apoptosis to Oxidative Stress in Nucleus Pulposus Cells: Implications for Disc Degeneration. Cellular Physiology and Biochemistry, 34, 1175-1189. [Google Scholar] [CrossRef] [PubMed]
[35] Shen, C., Yan, J., Jiang, L. and Dai, L. (2011) Autophagy in Rat Annulus Fibrosus Cells: Evidence and Possible Implications. Arthritis Research & Therapy, 13, R132. [Google Scholar] [CrossRef] [PubMed]
[36] Yurube, T., Ito, M., Kakiuchi, Y., Kuroda, R. and Kakutani, K. (2020) Autophagy and mTOR Signaling during Intervertebral Disc Aging and Degeneration. JOR SPINE, 3, e1082. [Google Scholar] [CrossRef] [PubMed]
[37] Yurube, T., Buchser, W.J., Zhang, Z., Silwal, P., Lotze, M.T., Kang, J.D., et al. (2024) Rapamycin Mitigates Inflammation-Mediated Disc Matrix Homeostatic Imbalance by Inhibiting mTORC1 and Inducing Autophagy through Akt Activation. JOR SPINE, 7, e1303. [Google Scholar] [CrossRef] [PubMed]
[38] Chen, F., Jiang, G., Liu, H., Li, Z., Pei, Y., Wang, H., et al. (2020) Melatonin Alleviates Intervertebral Disc Degeneration by Disrupting the IL-1β/NF-κB-NLRP3 Inflammasome Positive Feedback Loop. Bone Research, 8, Article No. 10. [Google Scholar] [CrossRef] [PubMed]
[39] Chen, F., Liu, H., Wang, X., Li, Z., Zhang, J., Pei, Y., et al. (2020) Melatonin Activates Autophagy via the NF-κB Signaling Pathway to Prevent Extracellular Matrix Degeneration in Intervertebral Disc. Osteoarthritis and Cartilage, 28, 1121-1132. [Google Scholar] [CrossRef] [PubMed]
[40] Jiang, W., Zhang, X., Hao, J., Shen, J., Fang, J., Dong, W., et al. (2014) SIRT1 Protects against Apoptosis by Promoting Autophagy in Degenerative Human Disc Nucleus Pulposus Cells. Scientific Reports, 4, Article No. 7456. [Google Scholar] [CrossRef] [PubMed]
[41] He, F., Li, Q., Sheng, B., Yang, H. and Jiang, W. (2021) SIRT1 Inhibits Apoptosis by Promoting Autophagic Flux in Human Nucleus Pulposus Cells in the Key Stage of Degeneration via ERK Signal Pathway. BioMed Research International, 2021, Article 8818713. [Google Scholar] [CrossRef] [PubMed]
[42] Wang, Z., Ma, J., Sun, Y., Jin, Z., Zheng, R., Li, Y., et al. (2024) Isorhapontigenin Delays Senescence and Matrix Degradation of Nucleus Pulposus Cells via PI3K/AKT/mTOR-Mediated Autophagy Pathway in Vitro and Alleviates Intervertebral Disc Degeneration in Vivo. International Immunopharmacology, 139, Article 112717. [Google Scholar] [CrossRef] [PubMed]
[43] Mao, F., Ma, X.Y., Chen, J.Y., et al. (2022) Traditional Chinese Medicine Promotes the Resorption of Herniated Intervertebral Discs by Regulating Autophagy and Apoptosis. Pharmacological ResearchModern Chinese Medicine, 3, Article 100112. [Google Scholar] [CrossRef
[44] Dai, F., Yu, P., Yu, Z., Jiang, H., Ma, Z. and Liu, J. (2021) Yiqi Huoxue Recipe Delayed Intervertebral Disc Degeneration by Activating Autophagy. Frontiers in Pharmacology, 12, Article 705747. [Google Scholar] [CrossRef] [PubMed]
[45] Bahar, M.E., Hwang, J.S., Ahmed, M., Lai, T.H., Pham, T.M., Elashkar, O., et al. (2022) Targeting Autophagy for Developing New Therapeutic Strategy in Intervertebral Disc Degeneration. Antioxidants, 11, Article 1571. [Google Scholar] [CrossRef] [PubMed]
[46] Liao, Z., Li, S., Liu, R., Feng, X., Shi, Y., Wang, K., et al. (2021) Autophagic Degradation of Gasdermin D Protects against Nucleus Pulposus Cell Pyroptosis and Retards Intervertebral Disc Degeneration in Vivo. Oxidative Medicine and Cellular Longevity, 2021, Article 5584447. [Google Scholar] [CrossRef] [PubMed]
[47] Song, H., Zhu, Y., Hu, C., Liu, Q., Jin, Y., Tang, P., et al. (2024) Selective Autophagy Receptor NBR1 Retards Nucleus Pulposus Cell Senescence by Directing the Clearance of SRBD1. International Journal of Biological Sciences, 20, 701-717. [Google Scholar] [CrossRef] [PubMed]
[48] Chen, J., Lin, Z., Deng, K., Shao, B. and Yang, D. (2019) Tension Induces Intervertebral Disc Degeneration via Endoplasmic Reticulum Stress-Mediated Autophagy. Bioscience Reports, 39, BSR20190578. [Google Scholar] [CrossRef] [PubMed]
[49] Chen, Y., Wu, C., Zhao, X., Tan, H., Li, C., Deng, Y., et al. (2023) 20-Deoxyingenol Alleviates Intervertebral Disc Degeneration by Activating TFEB in Nucleus Pulposus Cells. Biochemical Pharmacology, 218, Article 115865. [Google Scholar] [CrossRef] [PubMed]
[50] Liu, S., Hu, Y., Xu, W., Liu, W., Wang, B., Zeng, X., et al. (2025) Restoration of Lysosomal Function Attenuates Autophagic Flux Impairment in Nucleus Pulposus Cells and Protects against Mechanical Overloading-Induced Intervertebral Disc Degeneration. Autophagy, 21, 979-995. [Google Scholar] [CrossRef] [PubMed]
[51] Chen, Z., Chen, C., Yang, X., Zhou, Y., Cao, X., Han, C., et al. (2024) Dysfunction of STING Autophagy Degradation in Senescent Nucleus Pulposus Cells Accelerates Intervertebral Disc Degeneration. International Journal of Biological Sciences, 20, 2370-2387. [Google Scholar] [CrossRef] [PubMed]
[52] Ren, C., Jin, J., Li, C., Xiang, J., Wu, Y., Zhou, Y., et al. (2022) Metformin Inactivates the cGAS-STING Pathway through Autophagy and Suppresses Senescence in Nucleus Pulposus Cells. Journal of Cell Science, 135, jcs259738. [Google Scholar] [CrossRef] [PubMed]
[53] Lu, H., Liu, Z., Wang, Y., Han, S., Zhang, X., Liu, R., et al. (2025) DEPTOR Regulates Nucleus Pulposus Cell Senescence through the mTORC1/S6K1/ATG1 Pathway to Alleviate Intervertebral Disk Degeneration. Cell Death Discovery, 11, Article 533.
[54] Lan, T., Yan, B., Guo, W., Shen, Z. and Chen, J. (2022) VDR Promotes Nucleus Pulposus Cell Mitophagy as a Protective Mechanism against Oxidative Stress Injury. Free Radical Research, 56, 316-327. [Google Scholar] [CrossRef] [PubMed]
[55] Lan, T., Shen, Z., Hu, Z. and Yan, B. (2022) Vitamin D/VDR in the Pathogenesis of Intervertebral Disc Degeneration: Does Autophagy Play a Role? Biomedicine & Pharmacotherapy, 148, Article 112739. [Google Scholar] [CrossRef] [PubMed]
[56] Yu, H., Chen, K., Li, X., Liang, J., Jin, Y., Bao, Y., et al. (2025) Palmatine Activation of TFEB Enhances Autophagy and Alleviates Endoplasmic Reticulum Stress in Intervertebral Disc Degeneration. Phytomedicine, 139, Article 156431. [Google Scholar] [CrossRef] [PubMed]
[57] Li, K., Lin, H., Yu, Y., Liu, Y., Yang, W., Chen, S., et al. (2025) Nucleus Pulposus Cell-Mimicking Nanoparticles for Cell-Specific HIF1A Editing to Modulate SASP-Mediated Disc Inflammation via Autophagy Activation. Acta Biomaterialia, 197, 357-373. [Google Scholar] [CrossRef] [PubMed]
[58] Qian, J., Wang, X., Su, G., Shu, X., Huang, Z., Jiang, H., et al. (2022) Platelet-Rich Plasma-Derived Exosomes Attenuate Intervertebral Disc Degeneration by Promoting NLRP3 Autophagic Degradation in Macrophages. International Immunopharmacology, 110, Article 108962. [Google Scholar] [CrossRef] [PubMed]
[59] Luo, L., Jian, X., Sun, H., Qin, J., Wang, Y., Zhang, J., et al. (2021) Cartilage Endplate Stem Cells Inhibit Intervertebral Disc Degeneration by Releasing Exosomes to Nucleus Pulposus Cells to Activate Akt/Autophagy. Stem Cells, 39, 467-481. [Google Scholar] [CrossRef] [PubMed]