我国民营上市公司的绿色技术创新及其影响因素分析

Analysis of Green Technological Innovation and Its Influencing Factors of Private Listed Companies in China

摘要: 我国民营企业已成为我国经济发展的中坚力量，在以技术手段解决全球气候变暖和环境污染问题的过程中也承担着重要的责任。本文以民营上市公司为样本，对其绿色技术创新的情况进行研究。由此发现样本中不同行业、不同上市板的企业有着不同类型的绿色技术创新行为。同时，某些行业企业例如煤电、火力行业的绿色技术创新明显较少。且主板上市的民营企业在绿色创新方法上明显不及其他交易市场上的企业，创新动力稍显不足。由此对煤电等政府补助不足且其他资金较少的民营企业来说，既可适当放宽金融机构对其贷款政策也可增加对其政府补助额；而对正向激励不敏感的主板企业来说一方面应加强对补助使用方向的审核，另一方面则是制定相关规制政策以达反向鞭策的目的。

Abstract: Private enterprises in China have become the backbone of China’s economic development, and they also bear important responsibilities in the process of solving global warming and environmental pollution problems by means of technology. This paper takes private listed companies as samples to study their green technology innovation. It is found that enterprises with different industries and different listing boards have different types of green technological innovation behavior. At the same time, the green technological innovation of some industries such as coal-fired power and thermal power industries is obviously less. Moreover, the private enterprises listed on the motherboard are obviously less innovative than those listed on other trading markets in green innovation methods, and their innovation motivation is slightly inadequate. Therefore, for the private enterprises such as coal and electricity, which have insufficient government subsidies and fewer funds, they should not only relax the loan policy of financial institutions, but also increase their government subsidies. For the main board enterprises which are insensitive to positive incentives, on the one hand, they should strengthen the examination of the direction of subsidies use, on the other hand, they should formulate relevant regulatory policies to achieve the purpose of reverse stimulus.