中小民营企业刑事合规研究

Research on Criminal Compliance of Small and MediumSized Private Enterprises

摘要: 刑事合规的目的是为了避免或者减轻企业的刑事责任。与央企、国企及其他大型企业不同，中小民营企业面临的刑事风险有其独特性，其风险来源主要是在经营活动中实施的各项行为以及司法机关采取的相关措施。根据刑事合规制度发挥的作用不同可以分类为违法性阻却事由和责任阻却事由。中小民营企业刑事合规制度构建重点在于法治理念更新，激励企业自身合规建设积极性，严格确定成立刑事犯罪的界限。

Abstract: The purpose of criminal compliance is to avoid or mitigate the criminal liability of enterprises. Different from central enterprises, state-owned enterprises and other large enterprises, small and medium criminal risks faced by private enterprises have their own unique-ness, which mainly come from various behaviors implemented in business activities and relevant measures taken by judicial organs. According to the different roles of the criminal compliance sys-tem, it can be classified as illegal obstruction and liability obstruction. The construction of the criminal compliance system for small and medium-sized private enterprises focuses on updating the concept of the rule of law, encouraging the enthusiasm of enterprises in their own compliance construction, and strictly determining the boundaries of establishing criminal crimes.