可膨胀融合器联合后路内固定治疗颅底凹陷寰枢椎脱位的生物力学研究
Biomechanical Study for Treating Basilar Invagination with Atlantoaxial Dislocation by Expandable Cage Combined with Posterior Internal Fixation
DOI: 10.12677/MOS.2023.123198, PDF,    国家自然科学基金支持
作者: 蒋哲华, 王梓琦, 薛雅茹, 李富超, 陈娅羽, 刘 雯, 谌 诺, 袁一凡, 秦苏楠, 赵改平*:上海理工大学健康科学与工程学院,上海;马 童:同济大学附属杨浦医院骨科,上海
关键词: 颅底凹陷寰枢椎脱位可膨胀融合器后路融合术颈椎生物力学有限元分析BI-AAD Expandable Cage Posterior Fusion Cervical Spine Biomechanics Finite Element Analysis
摘要: 目的:研究颅底凹陷寰枢椎脱位(Basilar invagination with atlantoaxial dislocation, BI-AAD)采用寰枢椎可膨胀融合器和静态融合器各自联合后路内固定系统治疗的生物力学特性,为寰枢椎可膨胀融合器的设计研发提供理论依据。方法:基于BI-AAD患者术后枕颈CT图像数据结合临床手术方案,建立寰枢椎关节间可膨胀融合器(高度7~10 mm,角度5˚~8˚)联合枕骨板和C2椎弓根螺钉后路内固定(ECage + C2PS + OP)和静态融合器联合后路内固定系统(Cage + C2PS + OP)的上颈椎三维有限元模型,分析寰枢椎关节活动度、植入融合器、椎弓根螺钉系统和上下终板的应力分布等情况。结果:ECage + C2PS + OP与Cage + C2PS + OP相比在屈伸、侧弯和旋转工况下寰枢关节活动度降低了11%、33.33%、0.04%;C2终板应力峰值在四种工况下分别降低−0.01%、58.16%、47.53%、67.39%。可膨胀融合器的应力分布于壳体中间“H”部位,在不同工况下可膨胀融合器最大应力值均有所下降,最大值为后伸工况的21.38 MPa,比静态融合器降低了48.6%。而枕骨板和C2椎弓根螺钉应力整体趋势大于静态融合器组。结论:可膨胀融合器能够适用于寰枢椎特定的高度和角度的撑开调整,从而实现对颈椎生理曲度的调节。设计的可膨胀寰枢关节间融合器较静态融合器沉降率风险更低,但是撑开装置具有断裂风险需要进一步优化设计。
Abstract: Objective: To explore the biomechanical characteristics of atlantoaxial dislocation (BI-AAD) after treatment with atlantoaxial expandable cageand static cage, respectively, in combination with pos-terior internal fixation systems, to provide a theoretical basis for the design and development of expandable cage of the atlantoaxial spine. Methods: Based on the postoperative occipital and cervi-cal CT images of BI-AAD patients combined with the clinical surgical protocol, a posterior atlantoax-ial expandable fusion (7~10 mm height, 5˚~8˚ angle) combined with occipital plate and C2 pedicle screw (ECage + C2PS + OP) and a static fusion combined with a posterior internal fixation system (Cage + C2PS + OP) were developed. The three-dimensional finite element models of the upper cer-vical spine were used to analyze the mobility of the atlantoaxial joint, the stress distribution of the implanted fusion, the pedicle screw system and the upper and lower endplates. Results: The atlan-toaxial joint range of motion (ROM) was reduced by 11%, 33.33% and 0.04% in flexion-extension, lateral bending and rotation for ECage + C2PS + OP compared to Cage + C2PS + OP; the peak stresses in the C2 endplate were reduced by −0.01%, 58.16%, 47.53% and 67.39% in the four conditions, respectively. The stresses of the expandable cage were distributed in the middle “H” part of the shell, and the maximum stress value of the expandable cage decreased under different conditions, with the maximum value of 21.38 MPa in the posterior extension condition, which was 48.6% lower than that of the static cage. The overall trend of occipital plate and C2 pedicle screw stresses was greater than that of the static cage group. Conclusion: The expandable cage can be used to adjust the atlantoaxial spine at specific heights and angles, thus allowing adjustment of the cervical physi-ological curvature. The designed expandable inter-articular cage has a lower risk of settling rate than the static fusion, but the fracture risk of the spacer device requires further design optimiza-tion.
文章引用:蒋哲华, 王梓琦, 薛雅茹, 李富超, 陈娅羽, 刘雯, 谌诺, 袁一凡, 秦苏楠, 赵改平, 马童. 可膨胀融合器联合后路内固定治疗颅底凹陷寰枢椎脱位的生物力学研究[J]. 建模与仿真, 2023, 12(3): 2162-2172. https://doi.org/10.12677/MOS.2023.123198

参考文献

[1] Goel, A. (2004) Treatment of Basilar Invagination by Atlantoaxial Joint Distraction and Direct Lateral Mass Fixation. Journal of Neurosurgery: Spine, 1, 281-286. [Google Scholar] [CrossRef] [PubMed]
[2] Atul Goel, M.C.H. (2007) Atlantoaxial Joint Jamming as a Treatment for Atlantoaxial Dislocation: A Preliminary Report. Technical Note. Journal of Neurosurgery: Spine, 7, 90-94. [Google Scholar] [CrossRef
[3] Yin, Y.-H., Yu, X.-G., Qiao, G.-Y., et al. (2014) C1 Lateral Mass Screw Placement in Occipitalization with Atlantoaxial Dislocation and Basilar Invagination: A Report of 146 Cases. Spine, 39, 2013-2018. [Google Scholar] [CrossRef
[4] Chen, Z., Duan, W., Chou, D., et al. (2020) A Safe and Effective Posterior Intra-Articular Distraction Technique to Treat Congenital Atlantoaxial Dislocation Associated with Basilar Invagina-tion: Case Series and Technical Nuances. Operative Neurosurgery (Hagerstown), 20, 334-342. [Google Scholar] [CrossRef] [PubMed]
[5] 段婉茹, 刘振磊, 关键, 等. 应用宣武枕颈复位内固定系统一期后路手术治疗颅底凹陷寰枢椎脱位临床报告[J]. 中华外科杂志, 2019, 57(10): 782-787.
[6] 赵兴华, 夏之远, 菅凤增, 等. 适用于BI-AAD患者的寰枢椎侧块关节融合器的研究与设计[J]. 中华神经外科疾病研究杂志, 2017, 16(6): 485-489.
[7] Mohammad-Shahi, M.H., Nikolaou, V.S., Giannitsios, D., et al. (2013) The Effect of Angular Mismatch be-tween Vertebral Endplate and Vertebral Body Replacement Endplate on Implant Subsidence. Clinical Spine Surgery, 26, 268-273. [Google Scholar] [CrossRef
[8] Tan, J.-S., Bailey, C.S., Dvorak, M.F., et al. (2005) In-terbody Device Shape and Size Are Important to Strengthen the Vertebra-Implant Interface. Spine, 30, 638-644. [Google Scholar] [CrossRef] [PubMed]
[9] Woodward, J., Koro, L., Richards, D., et al. (2022) Expandable versus Static Transforaminal Lumbar Interbody Fusion Cages: 1-Year Radiographic Parameters and Patient-Reported Outcomes. World Neurosurgery, 159, E1-E7. [Google Scholar] [CrossRef] [PubMed]
[10] Li, Y.M., Frisch, R.F., Huang, Z., et al. (2020) Comparative Effective-ness of Expandable versus Static Interbody Spacers via MIS LLIF: A 2-Year Radiographic and Clinical Outcomes Study. Glob-al Spine Journal, 10, 998-1005. [Google Scholar] [CrossRef] [PubMed]
[11] Pekmezci, M., Tang, J.A., Cheng, L., et al. (2012) Comparison of Ex-pandable and Fixed Interbody Cages in a Human Cadaver Corpectomy Model, Part I: Endplate Force Characteristics. Journal of Neurosurgery: Spine, 17, 321-326. [Google Scholar] [CrossRef
[12] Campbell, P.G., Cavanaugh, D.A., Nunley, P., et al. (2020) PEEK ver-sus Titanium Cages in Lateral Lumbar Interbody Fusion: A Comparative Analysis of Subsidence. Neurosurgical Focus, 49, E10. [Google Scholar] [CrossRef
[13] Zhao, G., Wu, K., Liu, D., et al. (2021) A Biomechanical Study of Proximal Junctional Kyphosis after Posterior Long Segment Fusion with Vertebral Body Augmentation. Clinical Biomechanics, 87, Article ID: 105415. [Google Scholar] [CrossRef] [PubMed]
[14] Liu, H., Zhang, B., Lei, J., et al. (2016) Biomechanical Role of the C1 Lateral Mass Screws in Occipitoatlantoaxial Fixation: A Finite Element Analysis. Spine, 41, E1312-E1318. [Google Scholar] [CrossRef
[15] Zhang, B.-C., Liu, H.-B., Cai, X.-H., et al. (2015) Biomechanical Comparison of a Novel Transoral Atlantoaxial Anchored Cage with Established Fixation Technique—A Finite Element Analy-sis. BMC Musculoskeletal Disorders, 16, Article No. 261. [Google Scholar] [CrossRef] [PubMed]
[16] Zhao, G., Song, M., Duan, W., et al. (2022) Biomechanical Investigation of Intra-Articular Cage and Cantilever Technique in the Treat-ment of Congenital Basilar Invagination Combined with Atlantoaxial Dislocation: A Finite Element Analysis. Medical & Bio-logical Engineering & Computing, 60, 2189-2199. [Google Scholar] [CrossRef] [PubMed]
[17] Zafarparandeh, I., Erbulut, D.U. and Ozer, A.F. (2016) Influence of Three-Dimensional Reconstruction Method for Building a Model of the Cervical Spine on Its Biomechanical Responses: A Fi-nite Element Analysis Study. Advances in Mechanical Engineering, 8, 1-6. [Google Scholar] [CrossRef
[18] Lee, S.-H., Im, Y.-J., Kim, K.-T., et al. (2011) Comparison of Cervical Spine Biomechanics after Fixed- and Mobile-Core Artificial Disc Replacement: A Finite Element Analysis. Spine, 36, 700-708. [Google Scholar] [CrossRef
[19] Helgeson, M.D., Lehman Jr., R.A., Sasso, R.C., et al. (2011) Bio-mechanical Analysis of Occipitocervical Stability Afforded by Three Fixation Techniques. The Spine Journal, 11, 245-250. [Google Scholar] [CrossRef] [PubMed]
[20] Panjabi, M.M. (1992) The Stabilizing System of the Spine. Part I. Function, Dysfunction, Adaptation, and Enhancement. Journal of Spinal Disorders, 5, 383. [Google Scholar] [CrossRef] [PubMed]
[21] Li, H.-M., Zhang, R.-J. and Shen, C.-L. (2019) Radiographic and Clinical Outcomes of Oblique Lateral Interbody Fusion versus Minimally Invasive Transforaminal Lumbar Interbody Fu-sion for Degenerative Lumbar Disease. World Neurosurgery, 122, e627-e638. [Google Scholar] [CrossRef] [PubMed]
[22] Hou, Y. and Luo, Z. (2009) A Study on the Structural Properties of the Lumbar Endplate: Histological Structure, the Effect of Bone Density, and Spinal Level. Spine, 34, E427-E433. [Google Scholar] [CrossRef
[23] Li, S., Ni, B., Xie, N., et al. (2010) Biomechanical Evaluation of an Atlantoaxial Lateral Mass Fusion Cage with C1-C2 Pedicle Fixation. Spine, 35, E624-E632. [Google Scholar] [CrossRef
[24] Chandra, P.S., Prabhu, M., Goyal, N., et al. (2015) Distraction, Compression, Extension, and Reduction Combined with Joint Remodeling and Extra-Articular Distraction: Description of 2 New Modifications for Its Application in Basilar Invagination and Atlantoaxial Dislocation: Prospective Study in 79 Cases. Neurosurgery, 77, 67-80. [Google Scholar] [CrossRef
[25] Salunke, P., Sahoo, S.K., Deepak, A.N., et al. (2016) Redefining Congenital Atlantoaxial Dislocation: Objective Assessment in Each Plane before and after Operation. World Neurosurgery, 95, 156-164. [Google Scholar] [CrossRef] [PubMed]
[26] Duan, W., Liu, Z., Guan, J., et al. (2019) Reduction of the Atlantoaxial Dislocation Associated with Basilar Invagination through Single-Stage Posterior Approach: Using Xuanwu Occipital-Cervical Reduction Surgical Suite. Chinese Journal of Surgery, 57, 63-68.
[27] 张童童, 董恩纯, 郑纪豹, 等. 3D打印高度可调聚醚醚酮颈椎椎间融合器的优化设计与评价[J]. 医用生物力学, 2021, 36(2): 177-183.
[28] Mulvaney, G., Monk, S., Clemen-te, J.D., et al. (2020) Expandable Interbody Spacers: A Two-Year Study Evaluating Radiologic and Clinical Outcomes with Pa-tient-Reported Outcomes. International Journal of Spine Surgery, 14, S31-S38. [Google Scholar] [CrossRef] [PubMed]
[29] Vaishnav, A.S., Saville, P., McAnany, S., et al. (2020) Retrospective Review of Im-mediate Restoration of Lordosis in Single-Level Minimally Invasive Transforaminal Lumbar Interbody Fusion: A Comparison of Static and Expandable Interbody Cages. Operative Neurosurgery, 18, 518-523. [Google Scholar] [CrossRef] [PubMed]
[30] Godzik, J., Lehrman, J.N., Newcomb, A.G., et al. (2019) Tailoring Selection of Transforaminal Interbody Spacers Based on Biomechanical Characteristics and Surgical Goals: Evaluation of an Expandable Spacer. Journal of Neurosurgery: Spine, 32, 383-389. [Google Scholar] [CrossRef
[31] Duan, W., Du, Y., Qi, T., et al. (2019) The Value and Limitation of Cervical Traction in the Evaluation of the Reducibility of Atlantoaxial Dis-location and Basilar Invagination Using the Intraoperative O-Arm. World Neurosurgery, 132, e324-e332. [Google Scholar] [CrossRef] [PubMed]
[32] Chen, C.S., Chen, W.J., Cheng, C.K., et al. (2005) Failure Analysis of Broken Pedicle Screws on Spinal Instrumentation. Medical Engineering & Physics, 27, 487-496. [Google Scholar] [CrossRef] [PubMed]