司法主导下企业环境刑事合规的外部实践路径研究

Research on the External Practice Path of Enterprise Environmental Criminal Compliance under Judicial Guidance

摘要: 当前我国企业刑事合规已经有了初步理论成果及实践经验，司法机关也进行了有针对性地试点工作。但是应用于环境保护、污染防治领域的企业合规之刑事化趋势的研究工作尚处于起步阶段，环境刑事合规制度建设仍然缺失且司法联动协调不足。这些因素都导致我国刚刚开展企业环境刑事合规方面的实践，现仅存在一些检察机关为主体的司法判例。而针对于检察机关为主体的企业环境刑事合规司法判例更加微乎其微。此类困境明确表现出当前合规制度建设中外部实践路径的不足问题，故应当从企业环境刑事合规的司法实践路径为角度进行探讨，初步探究统一合规标准、推动司法联动的解决措施，以期加快合规制度的内外合力构建。

Abstract: At present, the Chinese enterprise criminal compliance has had the preliminary theoretical results and practical experience, and the judicial organs have also carried out the targeted pilot work. However, the research on the trend of enterprise compliance in criminal applied to the field of environmental protection and pollution prevention and control is still in its infancy, and the construction of environmental criminal compliance system is still missing and the judicial coordination is insufficient. All these factors lead to the practice of enterprise environmental criminal compliance in China, and now there are only some judicial cases with procuratorial organs as the main body. However, the judicial case of enterprise environmental criminal compliance for the procuratorial organ as the main body is even smaller. Such difficulties clearly show the shortage of the external practice path in the construction of the current compliance system. Therefore, it should be discussed from the perspective of the judicial practice path of enterprise environmental criminal compliance, and initially explore the solutions of unifying compliance standards and promoting judicial linkage, so as to accelerate the internal and external joint construction of the compliance system.