从传统回归到机器学习:血液透析患者死亡风险预测模型的系统综述
From Traditional Regression to Machine Learning: A Systematic Review of Prediction Models for Mortality Risk in Hemodialysis Patients
DOI: 10.12677/acm.2026.161139, PDF,   
作者: 刘浩东:湖州市第一人民医院(湖州师范学院附属第一医院),浙江 湖州;湖州师范学院医学院(护理学院),浙江 湖州;王霄一, 朱 鸣*:湖州市第一人民医院(湖州师范学院附属第一医院),浙江 湖州
关键词: 血液透析预后预测模型机器学习可解释人工智能风险分层Hemodialysis Prognostic Prediction Model Machine Learning Explainable Artificial Intelligence (XAI) Risk Stratification
摘要: 终末期肾病全球负担日益加重,血液透析患者预后异质性强,亟需精准预测模型以指导临床决策。本文系统梳理了血液透析预后预测模型的研究进展,涵盖传统回归模型、机器学习与动态预测、新型生物标志物及特化模型四大方向。研究发现,模型构建正从依赖传统指标向整合多维度数据与智能算法演进,显著提升了预测性能。然而,当前研究仍面临血管通路“风险悖论”、模型可解释性不足、外部验证性能衰减等争议与局限。未来应致力于融合因果推断与可解释AI技术,构建动态、可临床整合的下一代预测系统,推动预后管理向个体化、精准化发展。
Abstract: The global burden of end-stage renal disease is increasingly heavy, and the prognosis of hemodialysis patients is highly heterogeneous, creating an urgent need for accurate prediction models to guide clinical decision-making. This article systematically reviews the research progress in prognostic prediction models for hemodialysis, covering four main directions: traditional regression models, machine learning and dynamic prediction, novel biomarkers, and specialized models. The study finds that model development is evolving from reliance on traditional indicators towards the integration of multi-dimensional data and intelligent algorithms, which has significantly improved predictive performance. However, current research still faces controversies and limitations, such as the “risk paradox” of vascular access, insufficient model interpretability, and performance decay in external validation. Future efforts should be dedicated to integrating causal inference and explainable AI technologies to build the next generation of dynamic, clinically integrated prediction systems, thereby advancing prognosis management towards individuation and precision.
文章引用:刘浩东, 王霄一, 朱鸣. 从传统回归到机器学习:血液透析患者死亡风险预测模型的系统综述[J]. 临床医学进展, 2026, 16(1): 1064-1073. https://doi.org/10.12677/acm.2026.161139

参考文献

[1] Li, Y., Ning, Y., Shen, B., Shi, Y., Song, N., Fang, Y., et al. (2022) Temporal Trends in Prevalence and Mortality for Chronic Kidney Disease in China from 1990 to 2019: An Analysis of the Global Burden of Disease Study 2019. Clinical Kidney Journal, 16, 312-321. [Google Scholar] [CrossRef] [PubMed]
[2] Robinson, B.M., Zhang, J., Morgenstern, H., Bradbury, B.D., Ng, L.J., McCullough, K.P., et al. (2014) Worldwide, Mortality Risk Is High Soon after Initiation of Hemodialysis. Kidney International, 85, 158-165. [Google Scholar] [CrossRef] [PubMed]
[3] Zou, Y., Hong, D., He, Q., Wen, Y. and Li, G. (2019) Epidemiology Investigation and Analysis of Patients with Hemodialysis in Sichuan Province of China. Renal Failure, 41, 644-649. [Google Scholar] [CrossRef] [PubMed]
[4] Rankin, S., Han, L., Scherzer, R., Tenney, S., Keating, M., Genberg, K., et al. (2022) A Machine Learning Model for Predicting Mortality within 90 Days of Dialysis Initiation. Kidney360, 3, 1556-1565. [Google Scholar] [CrossRef] [PubMed]
[5] Sheng, K., Zhang, P., Yao, X., Li, J., He, Y. and Chen, J. (2020) Prognostic Machine Learning Models for First-Year Mortality in Incident Hemodialysis Patients: Development and Validation Study. JMIR Medical Informatics, 8, e20578. [Google Scholar] [CrossRef] [PubMed]
[6] Wongmahisorn, Y. (2019) Survival and Prognostic Predictors of Primary Arteriovenous Fistula for Hemodialysis. Annals of Vascular Diseases, 12, 493-499. [Google Scholar] [CrossRef] [PubMed]
[7] Okada, H., Ono, A., Tomori, K., Inoue, T., Hanafusa, N., Sakai, K., et al. (2024) Development of a Prognostic Risk Score to Predict Early Mortality in Incident Elderly Japanese Hemodialysis Patients. PLOS ONE, 19, e0302101. [Google Scholar] [CrossRef] [PubMed]
[8] Yajima, T. and Yajima, K. (2025) Paraspinous Muscle Sarcopenic Indices for Predicting Mortality in Patients Undergoing Hemodialysis. Renal Failure, 47, Article ID: 2520908. [Google Scholar] [CrossRef] [PubMed]
[9] Xian, Z., Song, X., Wang, Y., Yang, T. and Mao, N. (2025) Construction and Validation of a Nomogram to Predict 1-Year Mortality Risk in Patients with HIV/AIDS Undergoing Maintenance Hemodialysis. Renal Failure, 47, Article ID: 2461665. [Google Scholar] [CrossRef] [PubMed]
[10] Malas, M.B., Canner, J.K., Hicks, C.W., Arhuidese, I.J., Zarkowsky, D.S., Qazi, U., et al. (2015) Trends in Incident Hemodialysis Access and Mortality. JAMA Surgery, 150, Article No. 441. [Google Scholar] [CrossRef] [PubMed]
[11] Ouyang, H., Shi, Q., Zhu, J., Shen, H., Jiang, S. and Song, K. (2021) Nomogram for Predicting 1-, 5-, and 10-Year Survival in Hemodialysis (HD) Patients: A Single Center Retrospective Study. Renal Failure, 43, 1508-1519. [Google Scholar] [CrossRef] [PubMed]
[12] Noh, J., Park, S.Y., Bae, W., Kim, K., Cho, J., Lee, J.S., et al. (2024) Predicting Early Mortality in Hemodialysis Patients: A Deep Learning Approach Using a Nationwide Prospective Cohort in South Korea. Scientific Reports, 14, Article No. 29658. [Google Scholar] [CrossRef] [PubMed]
[13] Wu, J., Li, X., Zhang, H., Lin, L., Li, M., Chen, G., et al. (2024) Development and Validation of a Prediction Model for All-Cause Mortality in Maintenance Dialysis Patients: A Multicenter Retrospective Cohort Study. Renal Failure, 46, Article ID: 2322039. [Google Scholar] [CrossRef] [PubMed]
[14] Park, W.Y., Bae, E., Lee, H., Lim, C., Cho, J., Yu, B.C., et al. (2025) Prediction Model for 6-Month Mortality in Incident Older Hemodialysis Patients in South Korea. Kidney Research and Clinical Practice, 44, 664-678. [Google Scholar] [CrossRef] [PubMed]
[15] Yang, M., Yang, Y., Xu, Y., Wu, Y., Lin, J., Mai, J., et al. (2023) Development and Validation of Prediction Models for All-Cause Mortality and Cardiovascular Mortality in Patients on Hemodialysis: A Retrospective Cohort Study in China. Clinical Interventions in Aging, 18, 1175-1190. [Google Scholar] [CrossRef] [PubMed]
[16] Davison, S.N. and Rathwell, S. (2023) Short-Term and Long-Term Survival in Patients with Prevalent Haemodialysis—An Integrated Prognostic Model: External Validation. BMJ Supportive & Palliative Care, 14, 222-229. [Google Scholar] [CrossRef] [PubMed]
[17] Zhang, A., Qi, L., Zhang, Y., Ren, Z., Zhao, C., Wang, Q., et al. (2022) Development of a Prediction Model to Estimate the 5-Year Risk of Cardiovascular Events and All-Cause Mortality in Haemodialysis Patients: A Retrospective Study. PeerJ, 10, e14316. [Google Scholar] [CrossRef] [PubMed]
[18] Wang, Y., Zhu, Y., Lou, G., Zhang, P., Chen, J. and Li, J. (2021) A Maintenance Hemodialysis Mortality Prediction Model Based on Anomaly Detection Using Longitudinal Hemodialysis Data. Journal of Biomedical Informatics, 123, Article ID: 103930. [Google Scholar] [CrossRef] [PubMed]
[19] Garcia-Montemayor, V., Martin-Malo, A., Barbieri, C., Bellocchio, F., Soriano, S., Pendon-Ruiz de Mier, V., et al. (2020) Predicting Mortality in Hemodialysis Patients Using Machine Learning Analysis. Clinical Kidney Journal, 14, 1388-1395. [Google Scholar] [CrossRef] [PubMed]
[20] Lee, W., Fang, Y., Chang, W., Hsiao, K., Shia, B., Chen, M., et al. (2023) Data-Driven, Two-Stage Machine Learning Algorithm-Based Prediction Scheme for Assessing 1-Year and 3-Year Mortality Risk in Chronic Hemodialysis Patients. Scientific Reports, 13, Article No. 21453. [Google Scholar] [CrossRef] [PubMed]
[21] Mayer, C.C., Sarafidis, P.A., Matschkal, J., Theodorakopoulou, M., Lorenz, G., Karagiannidis, A., et al. (2024) Measures of Wave Intensity as a Non-Invasive Surrogate for Cardiac Function Predicts Mortality in Haemodialysis Patients. Clinical Kidney Journal, 17, sfae172. [Google Scholar] [CrossRef] [PubMed]
[22] Huang, J., Hao, J., Luo, H., Chen, L., Luo, H., Liu, H., et al. (2025) Construction of a C-Reactive Protein-Albumin-Lymphocyte Index-Based Prediction Model for All-Cause Mortality in Patients on Maintenance Hemodialysis. Renal Failure, 47, Article ID: 2444396. [Google Scholar] [CrossRef] [PubMed]
[23] Chang, J.F., Chen, P.C., Hsieh, C.Y. and Liou, J. (2021) A Growth Differentiation Factor 15-Based Risk Score Model to Predict Mortality in Hemodialysis Patients. Diagnostics, 11, Article No. 286. [Google Scholar] [CrossRef] [PubMed]
[24] Tian, R., Chang, L., Cheng, L., et al. (2025) Hemodialysis and Peritoneal Dialysis. Renal Failure, 47, 2512405.
[25] Tang, W., Zhang, Y., Wang, Z., Yuan, X., Chen, X., Yang, X., et al. (2023) Development and Validation of a Multivariate Model for Predicting Heart Failure Hospitalization and Mortality in Patients Receiving Maintenance Hemodialysis. Renal Failure, 45, Article ID: 2255686. [Google Scholar] [CrossRef] [PubMed]
[26] Sun, L., Zhang, Y., Zuo, X. and Liu, Y. (2025) A Novel Nomogram for Predicting Mortality Risk in Young and Middle-Aged Patients Undergoing Maintenance Hemodialysis: A Retrospective Study. Frontiers in Medicine, 11, Article ID: 1508485. [Google Scholar] [CrossRef] [PubMed]
[27] Ganssauge, M., Padman, R., Teredesai, P., et al. (2017) Exploring Dynamic Risk Prediction for Dialysis Patients. AMIA Annual Symposium Proceedings, 2016, 1784-1793.
[28] Li, G., Jiang, l., Li, J., Shen, H., Jiang, S., Ouyang, H., et al. (2022) Development and Validation of a Nomogram for Predicting the 6-Months Survival Rate of Patients Undergoing Incident Hemodialysis in China. BMC Nephrology, 23, Article No. 234. [Google Scholar] [CrossRef] [PubMed]
[29] Chaudhuri, S., Larkin, J., Guedes, M., Jiao, Y., Kotanko, P., Wang, Y., et al. (2022) Predicting Mortality Risk in Dialysis: Assessment of Risk Factors Using Traditional and Advanced Modeling Techniques within the Monitoring Dialysis Outcomes Initiative. Hemodialysis International, 27, 62-73. [Google Scholar] [CrossRef] [PubMed]
[30] Obi, Y., Nguyen, D.V., Zhou, H., Soohoo, M., Zhang, L., Chen, Y., et al. (2018) Development and Validation of Prediction Scores for Early Mortality at Transition to Dialysis. Mayo Clinic Proceedings, 93, 1224-1235. [Google Scholar] [CrossRef] [PubMed]
[31] Rovin, B.H., Adler, S.G., Barratt, J., Bridoux, F., Burdge, K.A., Chan, T.M., et al. (2021) Executive Summary of the KDIGO 2021 Guideline for the Management of Glomerular Diseases. Kidney International, 100, 753-779. [Google Scholar] [CrossRef] [PubMed]