论市场监管领域信用监管措施的种类及其设定

On the Types and Establishment of Credit-Based Regulatory Measures in Market Supervision

摘要: 信用监管是市场监管的一种创新监管手段，采取了许多不同于传统监管的措施。以市场监管后果对市场主体是否有利为标准，信用监管措施可以划分为激励性信用监管措施、惩戒性信用监管措施和中性信用监管措施。信用监管措施的实施并非一帆风顺，究其根源在于其设定权配置的制度缺失。通过提升立法规范层级、调整市场信用体系建设的总体思路和完善多元协同监管制度，可以有效解决信用监管措施目前存在的问题，从而优化市场信用监管制度，不断推进社会信用体系建设。

Abstract: Credit-based regulation represents an innovative approach to market supervision, employing numerous measures distinct from traditional regulatory practices. Based on whether market outcomes benefit market entities, credit-based regulatory measures can be categorized into incentive-based, punitive, and neutral credit-based regulatory measures. The implementation of credit-based regulatory measures has not been entirely smooth, primarily due to institutional deficiencies in the allocation of regulatory authority. By elevating the level of legislative norms, adjusting the overall approach to building market credit systems, and improving multi-stakeholder collaborative regulatory mechanisms, current challenges in credit-based regulation can be effectively addressed. This will optimize market credit supervision systems and continuously advance the development of the social credit system.