数据合规不起诉制度的适用困境与改革路径——以“数据合规第一案”为例

The Application Dilemmas and Reform Paths of the Data Compliance Non-Prosecution System—A Case Study of the “First Case of Data Compliance”

摘要: 随着信息网络技术的发展，数据合规体系的建立迫在眉睫。数据合规是指确保数据免受丢失、被盗、损坏和滥用的正式标准和实践。而将合规不起诉制度适用在数据领域，在优化营商环境、保护民营经济发展、优化司法资源配置、拓展检察职能等方面都起到了积极作用，存在一定的价值。但合规不起诉制度仍存在着诸如违背制度初衷、缺失统一标准等问题，应当明确适用对象、建立有效的监督管理制度、制定科学合理的合规标准，以达到合规不起诉制度在数据领域适用的理想效果。

Abstract: With the advancement of information network technology, the establishment of a data compliance system has become increasingly urgent. Data compliance refers to the formal standards and practices that ensure data is protected against loss, theft, damage, and misuse. Applying the non-prosecution system for compliance in the data field has played a positive role in improving the business environment, protecting the development of the private economy, optimizing the allocation of judicial resources, and expanding prosecutorial functions, demonstrating significant value. However, this system still faces challenges such as deviation from its original intent and the lack of unified standards. To achieve the desired effect of applying the non-prosecution system in the data field, it is necessary to clarify its applicable subjects, establish effective supervision and management mechanisms, and formulate scientific and reasonable compliance standards.