基于近红外光谱结合多变量统计过程控制的一种针对混合过程误投情况的判断方法
A Judgment Method for Detecting Incorrect Input Situations in a Mixed Process Based on Near-Infrared Spectroscopy Combined with Multivariate Statistical Process Control
摘要: 目的:本研究旨在建立一种近红外光谱结合多变量统计控制判断混合生产过程误投的方法。方法:利用近红外光谱仪对混合过程进行光谱扫描,对其光谱进行预处理和波段选择,并结合多变量统计过程控制(Multivariate Statistical Process Control, MSPC)建立混合过程在线监测模型。结果:所建立的相似度匹配值(Similarity match value, SMV)模型波段选取1304.54~1502.76 nm,采用二阶导数(Second derivative)光谱预处理方式,判定阈值为0.9960。以40批正常批次建模,经30批正常生产批次及4批模拟误投批次(含漏投与±5%投料偏差)验证,模型对正常批次与误投批次均实现了正确判定,无漏报与误报。结论:该研究开发的混合过程误投判断方法稳定、可靠,可实现生产中混合过程状态的快速判断方法。
Abstract: Objective: This study aims to establish a method that combines near-infrared spectroscopy with multivariate statistical control to judge the mis-feeding errors in the mixed production process. Methods: Using a near-infrared spectrometer to conduct spectral scanning during the mixing process, pre-processing and band selection of the spectra are carried out, and an online monitoring model for the mixing process is established by combining multivariate statistical process control (MSPC). Results: The established similarity match value (SMV) model selected the wavelength range of 1304.54~1502.76 nm, adopted the second derivative spectral preprocessing method, and set the judgment threshold at 0.9960. Using 40 normal batches for model building and 30 normal production batches and 4 simulated mis-feeding batches (including drug omission and ±5% dosing deviation) for validation, the model correctly judged both normal and mis-feeding batches without false negatives or false positives. Conclusion: The hybrid process mischarge judgment method developed in this study is stable and reliable, and can enable rapid judgment of the state of the mixing process in production.
文章引用:李霞, 欧阳燕琴, 吕洪亮, 谢聪, 张挺, 陈晓阳, 涂祥军. 基于近红外光谱结合多变量统计过程控制的一种针对混合过程误投情况的判断方法[J]. 药物化学, 2026, 14(4): 315-321. https://doi.org/10.12677/hjmce.2026.144032

参考文献

[1] Zhang, J., Xu, S. and Li, W. (2012) High Shear Mixers: A Review of Typical Applications and Studies on Power Draw, Flow Pattern, Energy Dissipation and Transfer Properties. Chemical Engineering and Processing: Process Intensification, 57, 25-41.
https://doi.org/10.1016/j.cep.2012.04.004
[2] 张金利. 高剪切混合强化技术[M]. 北京: 化学工业出版社, 2020.
[3] 张自强, 李哲, 刘宝庆. 黏性体系中齿合型高剪切混合器解聚分散二氧化硅纳米颗粒性能研究[J]. 高校化学工程学报, 2023, 37(3): 367-375.
[4] 廖启江, 秦宏云, 周鸣亮, 等. 高剪切混合器研究与应用进展[J]. 化工进展, 2019, 38(3): 1160-1175.
[5] 陆婉珍. 现代近红外光谱分析技术[M]. 第2版. 北京: 中国石化出版社, 2007.
[6] 褚小立. 化学计量学方法与分子光谱分析技术[M]. 北京: 化学工业出版社, 2011.
[7] Roggo, Y., Chalus, P., Maurer, L., Lema-Martinez, C., Edmond, A. and Jent, N. (2007) A Review of Near Infrared Spectroscopy and Chemometrics in Pharmaceutical Technologies. Journal of Pharmaceutical and Biomedical Analysis, 44, 683-700.
https://doi.org/10.1016/j.jpba.2007.03.023
[8] De Beer, T., Burggraeve, A., Fonteyne, M., Saerens, L., Remon, J.P. and Vervaet, C. (2011) Near Infrared and Raman Spectroscopy for the In-Process Monitoring of Pharmaceutical Production Processes. International Journal of Pharmaceutics, 417, 32-47.
https://doi.org/10.1016/j.ijpharm.2010.12.012
[9] 朱卫丰, 沈玉, 邓攀, 等. 过程分析技术在中药制造工业中的应用[J]. 中国中药杂志, 2024, 49(9): 2299-2307.
[10] 武艳菲, 徐慧, 王恺怡, 等. 融入近红外中药制造测量技术的软件研制与智能制造平台研究[J]. 中国中药杂志, 2025, 50(9): 2324-2333.
[11] 万鑫浩, 陶青, 王子千, 等. 基于机器学习的中药制剂快速无损检测技术研究进展[J]. 中国中药杂志, 2024, 49(24): 6541-6548.
[12] Kourti, T. and MacGregor, J.F. (1996) Multivariate SPC Methods for Process and Product Monitoring. Journal of Quality Technology, 28, 409-428.
https://doi.org/10.1080/00224065.1996.11979699
[13] 王玺, 杨应莲, 沙鑫, 等. 近红外光谱结合多元统计过程控制技术在血府逐瘀胶囊提取过程在线监测中的研究[J]. 分析测试学报, 2024, 43(11): 1821-1828.
[14] 杨越, 王磊, 刘雪松, 等. 近红外光谱结合多变量统计过程控制(MSPC)技术在金银花提取过程在线实时监控中的应用研究[J]. 中草药, 2017, 48(17): 3497-3508.
[15] 国家药典委员会. 中华人民共和国药典: 四部[M]. 北京: 中国医药科技出版社, 2025.
[16] El‐Hagrasy, A.S., Morris, H.R., D’Amico, F., Lodder, R.A. and Drennen, J.K. (2001) Near‐Infrared Spectroscopy and Imaging for the Monitoring of Powder Blend Homogeneity. Journal of Pharmaceutical Sciences, 90, 1298-1307.
https://doi.org/10.1002/jps.1082
[17] 覃月莲, 彭诗雅, 韦红言, 等. 基于便携式近红外光谱仪建立生姜配方颗粒的一致性评价及定量分析方法[J]. 广西医科大学学报, 2024, 41(2): 302-309.
[18] 耿颖, 刘毅, 王雪蕾, 等. 近红外和拉曼光谱法对溴己新注射剂处方工艺的一致性研究[J]. 中国药物警戒, 2024, 21(3): 300-306.
[19] 田莹, 赵洁, 瞿海斌. 基于近红外光谱技术的银杏叶滴丸熔融物料混合过程监测方法的开发[J]. 中草药, 2023, 54(13): 4137-4143.
[20] 张永超, 徐芳芳, 李执栋, 等. 基于广义路径追踪算法建立桂枝茯苓胶囊和天舒胶囊中间体水分的近红外光谱通用定量模型[J]. 中草药, 2023, 54(22): 7436-7444.
[21] Hinz, D.C. (2005) Process Analytical Technologies in the Pharmaceutical Industry: The FDA’s PAT Initiative. Analytical and Bioanalytical Chemistry, 384, 1036-1042.
https://doi.org/10.1007/s00216-005-3394-y
[22] 符国成, 李贱娥, 陆美清, 等. 近红外光谱法快速测定复方感冒灵颗粒中对乙酰氨基酚的含量[J]. 中国医药工业杂志, 2023, 54(12): 1768-1773.
[23] 宿曼筠, 单秀明, 傅超, 等. 复方感冒灵颗粒中三叉苦质量控制方法的建立[J]. 中国药师, 2020, 23(2): 358-360.
[24] 陈丹, 李柯, 符国成, 等. 复方感冒灵颗粒HPLC指纹图谱建立及化学成分鉴定[J]. 中成药, 2019, 41(9): 2057-2062.
[25] 廖文榕. HPLC法同时测定感冒灵颗粒中对乙酰氨基酚、咖啡因和马来酸氯苯那敏的含量[J]. 海峡药学, 2015, 27(3): 76-78.