浅析信托关系下资管计划的法律主体地位

On the Legal Entity Status of Asset Management Plan under Trust Relationship

摘要: 随着经济的发展，资产管理业务逐渐受到越来越多人的关注，而资管计划的法律地位应当如何确定却成为一个就拖未决的难题，这无论是在对现有法律规范的理解方面，还是在交易实践过程中，都带来了许许多多的不便。事实上，资管计划成为法律主体并不存在不可逾越的障碍，从商主体的构成要件看，其同时具备营业要件和名义要件，能够被非法人组织容纳。在同现有司法程序的衔接方面，从信托的目的和原理看，可以参照限制民事行为能力人由监护人代为参加诉讼的做法，由受托人代为参加。这样即使赋予资管计划非法人组织的法律主体地位，也不会同现行的司法程序和实践操作相排斥。

Abstract: With the development of the economy, asset management business has gradually attracted more and more attention, and how to determine the legal status of an asset management plan has become a difficult problem, whether in understanding the existing legal norms or in the process of transaction practice, bringing a lot of inconvenience. In fact, there is no insurmountable obstacle for the asset management plan to become a legal entity. From the perspective of the elements that constitute the business entity, it includes business elements and nominal elements, which can be accommodated by unconsolidated organizations. As for the connection with existing judicial procedures, from the purpose and principles of trust, the trustee and trustee’s agent participate on behalf of the trust. In this way, even if the non-merged organization of the asset management plan has legal entity status, it will not be excluded from the current judicial procedures and actual operation.